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SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the conclusion to close the investigation or take disciplinary or regulatory action, this book outlines what to expect and provides guidance in this specialist area. Key areas covered include:Details of the SRA's various powersStep-by-step guide to the procedure in an investigationSummary of the possible disciplinary and regulatory actionPractical insight into what the SRA can and cannot do during their investigationApplication of the fixed financial penalty regimeThe SRA's review and appeal procedure
SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the conclusion to close the investigation or take disciplinary or regulatory action, this book outlines what to expect and provides guidance in this specialist area. Key areas covered include:Details of the SRA's various powersStep-by-step guide to the procedure in an investigationSummary of the possible disciplinary and regulatory actionPractical insight into what the SRA can and cannot do during their investigationApplication of the fixed financial penalty regimeThe SRA's review and appeal procedure